Sector: Financial Services

Company	Ticker		Exchange	Market Cap	Indices
3i Group plc	III	🇬🇧	London Stock Exchange	£12.0bn	FTSE 350 FTSE 100 CBOE 100 CBOE 350 STOXX600
3I Infrastructure Plc	3IN	🇬🇧	London Stock Exchange	£2.6bn	FTSE 350 FTSE 250
Aberdeen Asian Income Fund	AAIF	🇬🇧	London Stock Exchange	£448mn
Aberdeen Diversified Income And Growth Trust Plc	ADIG	🇬🇧	London Stock Exchange	£318mn
Aberdeen Standard Asia Focus Plc	AAS	🇬🇧	London Stock Exchange	£488mn
Aberforth Smaller Companies Trust plc	ASL	🇬🇧	London Stock Exchange	£1.5bn	FTSE 350 FTSE 250
Accenture plc - Class A Shares	ACN	🇺🇸	New York Stock Exchange	$215.9bn	S&P 100 S&P 500
Acorn Income Fund	AIF	🇬🇧	London Stock Exchange	£56mn
Afh Financial Group Plc	AFHP	🇬🇧	London Stock Exchange	£204mn
AJ Bell plc	AJB	🇬🇧	London Stock Exchange	£1.8bn	FTSE 250 FTSE 350
Allied Minds Plc	ALM	🇬🇧	London Stock Exchange	£48mn
Alternative Credit Investments plc	ACI	🇬🇧	London Stock Exchange	£406mn	FTSE 250 FTSE 350
American Express Co.	AXP	🇺🇸	New York Stock Exchange	$167.5bn	Dow Jones 30 S&P 100 S&P 500
American International Group Inc	AIG	🇺🇸	New York Stock Exchange	$40.5bn	S&P 100 S&P 500
Ameriprise Financial Inc	AMP	🇺🇸	New York Stock Exchange	$32.3bn	S&P 500
Amundi	AMUN	🇫🇷	Euronext Paris	€15.0bn	STOXX600
Anima Holding SPA	ANIM	🇮🇹	Italian Stock Exchange	€1.6bn
Apax Global Alpha Limited	APAX	🇬🇧	London Stock Exchange	£953mn	FTSE 250 FTSE 350
Appreciate Group Plc	APP	🇬🇧	London Stock Exchange	£68mn
Arbuthnot Banking Group Plc.	ARBB	🇬🇧	London Stock Exchange	£164mn
Arrow Global Group Plc	ARW	🇬🇧	London Stock Exchange	£530mn	CBOE 250 CBOE 350
Ashmore Group	ASHM	🇬🇧	London Stock Exchange	£2.9bn	FTSE 350 FTSE 250 CBOE 250 CBOE 350
Azimut Hldg S.P.A	AZM	🇮🇹	Italian Stock Exchange	€2.8bn
Baillie Gifford UK Growth Fund plc	BGUK	🇬🇧	London Stock Exchange	£362mn
Banco BPM S.p.A	BAMI	🇮🇹	Italian Stock Exchange	€3.5bn	STOXX600
BBGI Global Infrastructure S.A.	BBGI	🇬🇧	London Stock Exchange	£1.1bn	FTSE 350 FTSE 250
Berkshire Hathaway Inc. - Class B Shares	BRKB	🇺🇸	New York Stock Exchange	$292.6bn	S&P 100 BBC Global 30 S&P 500
Blackrock Inc.	BLK	🇺🇸	New York Stock Exchange	$125.3bn	S&P 100 S&P 500
BlackRock iShares Core FTSE 100 UCITS ETF GBP (Dist)	ISF	🇬🇧	London Stock Exchange	£8.0bn
BlackRock iShares Core MSCI World UCITS ETF GBP HDGD (Dist)	IWDG	🇬🇧	London Stock Exchange	£779mn
BlackRock iShares DJ STOXX Small 200 (DE)	EXSE	🇩🇪	Frankfurt Stock Exchange	€0mn
BlackRock iShares Dow Jones China Offshore 50 (DE)	EXXU	🇩🇪	Frankfurt Stock Exchange	€90mn
BlackRock iShares EM Dividend UCITS ETF USD (Dist)	IEDY	🇬🇧	London Stock Exchange	£333mn
BlackRock iShares Euro STOXX Small UCITS ETF EUR (Dist)	DJSC	🇬🇧	London Stock Exchange	£473mn
BlackRock iShares FTSE 250 UCITS ETF GBP (Dist)	MIDD	🇬🇧	London Stock Exchange	£1.1bn
BlackRock iShares Global Clean Energy UCITS ETF USD (Dist)	DNRG	🇬🇧	London Stock Exchange	£1.6bn
BlackRock iShares MSCI Australia UCITS ETF USD (Acc)	IAUS	🇬🇧	London Stock Exchange	£403mn
BlackRock iShares NASDAQ-100 (DE)	EXXT	🇩🇪	Frankfurt Stock Exchange	€2.5bn
BlackRock iShares UK Dividend UCITS ETF GBP (Dist)	IUKD	🇬🇧	London Stock Exchange	£715mn
Bolsas Y Mercados Espanoles SHMSF S.A.	BME	🇪🇸	Madrid Stock Exchange	€11.0bn	STOXX600
Brewin Dolphin Holdings	BRW	🇬🇧	London Stock Exchange	£814mn	FTSE 350 FTSE 250 CBOE 250 CBOE 350
Broadridge Financial Solutions, Inc.	BR	🇺🇸	New York Stock Exchange	$18.1bn	S&P 500
Brooks Macdonald Group	BRK	🇬🇧	London Stock Exchange	£293mn
CaixaBank, S.A	CABK	🇪🇸	Madrid Stock Exchange	€10.8bn	IBEX 35 STOXX600
Capital One Financial Corp.	COF	🇺🇸	New York Stock Exchange	$78.0bn	S&P 100 S&P 500
Cboe Global Markets Inc.	CBOE	🇺🇸	BATS US Stock Exchange	$11.7bn	S&P 500
Cenkos Securities	CNKS	🇬🇧	London Stock Exchange	£47mn
Charles Schwab Corp.	SCHW	🇺🇸	New York Stock Exchange	$90.5bn	S&P 500
Charles Stanley Group plc	CAY	🇬🇧	London Stock Exchange	£158mn
CMC Markets Plc	CMCX	🇬🇧	London Stock Exchange	£1.8bn	CBOE 250 CBOE 350
CME Group Inc - Class A Shares	CME	🇺🇸	NASDAQ	$73.3bn	S&P 500
Comerica, Inc.	CMA	🇺🇸	New York Stock Exchange	$11.0bn	S&P 500
Deere & Co.	DE	🇺🇸	New York Stock Exchange	$119.5bn	S&P 500
Deutsche Boerse AG	DB1	🇩🇪	Frankfurt Stock Exchange	€28.5bn	DAX 30 STOXX600
Discover Financial Services	DFS	🇺🇸	New York Stock Exchange	$32.5bn	S&P 500
DNB ASA	DNB	🇳🇴	Oslo Stock Exchange	kr289.5bn	STOXX600 OBX Norway 25
Duke Royalty Limited	DUKE	🇬🇧	London Stock Exchange	£90mn
Eagle Point Credit Company Inc	ECC	🇺🇸	New York Stock Exchange	$287mn
E TRADE Financial Corp.	ETFC	🇺🇸	NASDAQ	$12.4bn	S&P 500
Euronext N.V.	ENX	🇫🇷	Euronext Paris	€6.3bn	STOXX600
Fairpoint Group	FRP	🇬🇧	London Stock Exchange	£46mn
Federated Hermes Inc - Class B Shares	FHI	🇺🇸	New York Stock Exchange	$3.1bn
Fidelity National Information Services, Inc.	FIS	🇺🇸	New York Stock Exchange	$48.6bn	S&P 500
Fifth Third Bancorp	FITB	🇺🇸	NASDAQ	$28.2bn	S&P 500
Finablr Plc	FIN	🇬🇧	London Stock Exchange	£5mn	FTSE 250 FTSE 350
Finecobank SpA	FBK	🇮🇹	Italian Stock Exchange	€8.5bn	STOXX600
Fintel plc	FNTL	🇬🇧	London Stock Exchange	£203mn
Fleetcor Technologies Inc	FLT	🇺🇸	New York Stock Exchange	$24.7bn	S&P 500
Funding Circle Holdings Plc	FCH	🇬🇧	London Stock Exchange	£539mn
Global Payments, Inc.	GPN	🇺🇸	New York Stock Exchange	$33.5bn	S&P 500
GoCo Group Plc	GOCO	🇬🇧	London Stock Exchange	£551mn	CBOE 250 CBOE 350
Grenke AG	GLJ	🇩🇪	Frankfurt Stock Exchange	€1.5bn	STOXX600
Hartford Financial Services Group Inc.	HIG	🇺🇸	New York Stock Exchange	$24.1bn	S&P 500
Hercules Capital Inc	HTGC	🇺🇸	New York Stock Exchange	$1.6bn
ICG-Longbow Senior Secured UK Property Debt Investments Ltd	LBOW	🇬🇧	London Stock Exchange	£108mn
IG Group Hldgs	IGG	🇬🇧	London Stock Exchange	£3.4bn	FTSE 350 FTSE 250 CBOE 250 CBOE 350 STOXX600
IHS Markit Ltd	INFO	🇺🇸	New York Stock Exchange	$40.8bn	S&P 500
Industrivarden, AB - Class A Shares	INDU A	🇸🇪	Stockholm Stock Exchange	kr88.9bn	STOXX600
IntegraFin Holdings Plc	IHP	🇬🇧	London Stock Exchange	£1.7bn	FTSE 250 FTSE 350
Intercontinental Exchange Inc	ICE	🇺🇸	New York Stock Exchange	$66.1bn	S&P 500
Intermediate Capital Group	ICP	🇬🇧	London Stock Exchange	£7.9bn	FTSE 100 FTSE 350 CBOE 250 CBOE 350 STOXX600
International Personal Finance Plc	IPF	🇬🇧	London Stock Exchange	£293mn	CBOE 250 CBOE 350
International Public Partnerships Limited	INPP	🇬🇧	London Stock Exchange	£1.3bn	FTSE 250 FTSE 350
Invesco Ltd	IVZ	🇺🇸	New York Stock Exchange	$10.6bn	S&P 500
Investec plc	INVP	🇬🇧	London Stock Exchange	£1.3bn	FTSE 350 FTSE 250 STOXX600 CBOE 250 CBOE 350
Investor AB - Class B Shares	INVE B	🇸🇪	Stockholm Stock Exchange	kr325.2bn	OMX Stockholm 30 STOXX600
IP Group Plc	IPO	🇬🇧	London Stock Exchange	£478mn	FTSE 250 FTSE 350 CBOE 250 CBOE 350
Jarvis Securities	JIM	🇬🇧	London Stock Exchange	£30mn
Jefferies Financial Group Inc	JEF	🇺🇸	New York Stock Exchange	$9.4bn	S&P 500
John Laing Group Plc	JLG	🇬🇧	London Stock Exchange	£1.2bn	FTSE 250 FTSE 350 CBOE 250 CBOE 350
Jupiter Fund Management Plc	JUP	🇬🇧	London Stock Exchange	£1.4bn	FTSE 250 FTSE 350 CBOE 250 CBOE 350 STOXX600
Kinnevik AB - Class B Shares	KINV B	🇸🇪	Stockholm Stock Exchange	kr106.7bn	OMX Stockholm 30 STOXX600
L E Lundbergfoeretagen AB - Class B Shares	LUND B	🇸🇪	Stockholm Stock Exchange	kr37.3bn	STOXX600
London Stock Exchange Group	LSEG	🇬🇧	London Stock Exchange	£20.3bn	FTSE 350 FTSE 100 CBOE 100 CBOE 350 STOXX600
Main Street Capital Corporation	MAIN	🇺🇸	New York Stock Exchange	$2.7bn
MarketAxess Holdings Inc.	MKTX	🇺🇸	NASDAQ	$20.2bn	S&P 500
Mastercard Incorporated - Class A Shares	MA	🇺🇸	New York Stock Exchange	$45.3bn	S&P 100 S&P 500
M&G Plc	MNG	🇬🇧	London Stock Exchange	£5.7bn	FTSE 100 FTSE 350
Moody's Corp.	MCO	🇺🇸	New York Stock Exchange	$59.7bn	S&P 500
Mortgage Advice Bureau (Holdings) Ltd	MAB1	🇬🇧	London Stock Exchange	£643mn
Nasdaq Inc - Ordinary Shares - 144A	NDAQ	🇺🇸	NASDAQ	$25.9bn	S&P 500
NB Global Monthly Income Fund Limited	NBMI	🇬🇧	London Stock Exchange	£338mn
NEX Group Limited	NXG	🇬🇧	London Stock Exchange	£4.3bn
Ninety One plc	N91	🇬🇧	London Stock Exchange	£1.5bn	FTSE 250 FTSE 350
Northern Trust Corp.	NTRS	🇺🇸	NASDAQ	$23.4bn	S&P 500
Numis Corporation plc	NUM	🇬🇧	London Stock Exchange	£440mn
Nuveen Preferred & Income Securities Fund	JPS	🇺🇸	New York Stock Exchange	$2.0bn
OneSavings Bank plc	OSB	🇬🇧	London Stock Exchange	£952mn	FTSE 250 FTSE 350 CBOE 250 CBOE 350
Paragon Banking Group Plc	PAG	🇬🇧	London Stock Exchange	£1.3bn	FTSE 250 FTSE 350 CBOE 250 CBOE 350
Pargesa Holding S.A.	PARG	🇨🇭	SIX Swiss Exchange	Fr.6.2bn	STOXX600
Partners Group Holding	PGHN	🇨🇭	SIX Swiss Exchange	Fr.34.7bn	STOXX600
PayPal Holdings Inc	PYPL	🇺🇸	NASDAQ	$314.8bn	S&P 500
PCM Fund Inc	PCM	🇺🇸	New York Stock Exchange	$136mn
People's United Financial Inc	PBCT	🇺🇸	NASDAQ	$7.2bn	S&P 500
Pershing Square Holdings Ltd	PSH	🇳🇱	Euronext Amsterdam	€6.8bn	FTSE 250 FTSE 350
Pimco Income Strategy Fund II	PFN	🇺🇸	New York Stock Exchange	$643mn
Plus500 Ltd	PLUS	🇬🇧	London Stock Exchange	£1.7bn	FTSE 250 FTSE 350
PNC Financial Services Group	PNC	🇺🇸	New York Stock Exchange	$80.2bn	S&P 500
Polar Capital Hldgs Plc	POLR	🇬🇧	London Stock Exchange	£651mn
Polo Resources	POL	🇬🇧	London Stock Exchange	£4mn
Principal Financial Group Inc	PFG	🇺🇸	NASDAQ	$17.3bn	S&P 500
Prospect Capital Corp	PSEC	🇺🇸	NASDAQ	$3.0bn
Provident Financial plc	PFG	🇬🇧	London Stock Exchange	£331mn	FTSE 350 CBOE 100 CBOE 350 FTSE 250
Prudential Financial Inc.	PRU	🇺🇸	New York Stock Exchange	$37.9bn	S&P 500
Pzena Investment Management Inc - Class A Shares	PZN	🇺🇸	New York Stock Exchange	$182mn
Quilter Plc	QLT	🇬🇧	London Stock Exchange	£3.1bn	STOXX600 FTSE 250 FTSE 350
Ramsdens Holdings Plc	RFX	🇬🇧	London Stock Exchange	£51mn
Rathbone Brothers plc	RAT	🇬🇧	London Stock Exchange	£850mn	FTSE 250 FTSE 350 CBOE 250 CBOE 350
Raymond James Financial, Inc.	RJF	🇺🇸	New York Stock Exchange	$17.7bn	S&P 500
Regions Financial Corp.	RF	🇺🇸	New York Stock Exchange	$21.2bn	S&P 500
Sanne Group Plc	SNN	🇬🇧	London Stock Exchange	£775mn	CBOE 250 CBOE 350 FTSE 250 FTSE 350
Schroder Income Growth Fund plc	SCF	🇬🇧	London Stock Exchange	£206mn
Schroder Oriental Income Fund	SOI	🇬🇧	London Stock Exchange	£628mn	FTSE 250 FTSE 350
Schroders	SDR	🇬🇧	London Stock Exchange	£10.2bn	FTSE 100 FTSE 350 CBOE 100 CBOE 350 STOXX600
Schroders - Ordinary Shares (Non Voting)	SDRC	🇬🇧	London Stock Exchange	£1.5bn
Sequoia Economic Infrastructure Income Fund Limited	SEQI	🇬🇧	London Stock Exchange	£159mn	FTSE 250 FTSE 350
SME Credit Realisation Fund Limited	SCRF	🇬🇧	London Stock Exchange	£219mn
S&P Global Inc	SPGI	🇺🇸	New York Stock Exchange	$90.8bn	S&P 500
Square Inc - Class A Shares	SQ	🇺🇸	New York Stock Exchange	$97.1bn
State Street Corp.	STT	🇺🇸	New York Stock Exchange	$32.3bn	S&P 500
State Street SPDR S&P US Dividend Aristocrats UCITS ETF	UDVD	🇬🇧	London Stock Exchange	£2.1bn
State Street SSgA SPDR S&P Euro Dividend Aristocrats UCITS ETF	SPYW	🇩🇪	Frankfurt Stock Exchange	€1.4bn
State Street SSgA SPDR S&P UK Dividend Aristocrats UCITS ETF	UKDV	🇬🇧	London Stock Exchange	£101mn
Storebrand ASA	STB	🇳🇴	Oslo Stock Exchange	kr38.6bn	OBX Norway 25 STOXX600
Suntrust Banks, Inc.	STI	🇺🇸	New York Stock Exchange	$30.8bn	S&P 500
S & U plc	SUS	🇬🇧	London Stock Exchange	£276mn
SVB Financial Group	SIVB	🇺🇸	NASDAQ	$25.6bn	S&P 500
Synchrony Financial	SYF	🇺🇸	New York Stock Exchange	$28.4bn	S&P 500
Travelers Companies Inc.	TRV	🇺🇸	New York Stock Exchange	$58.4bn	Dow Jones 30 S&P 500
T. Rowe Price Group Inc.	TROW	🇺🇸	NASDAQ	$42.4bn	S&P 500
Truist Financial Corp	TFC	🇺🇸	New York Stock Exchange	$46.0bn	S&P 500
Unicredit Spa	UCG	🇮🇹	Italian Stock Exchange	€49.5bn	Euro Stoxx 50 STOXX600
Unum Group	UNM	🇺🇸	New York Stock Exchange	$5.8bn	S&P 500
U.S. Bancorp.	USB	🇺🇸	New York Stock Exchange	$107.7bn	S&P 100 S&P 500
Visa Inc - Class A Shares	V	🇺🇸	New York Stock Exchange	$556.3bn	S&P 100 Dow Jones 30 S&P 500
Waddell & Reed Financial, Inc. - Class A Shares	WDR	🇺🇸	New York Stock Exchange	$1.6bn
Wendel	MF	🇫🇷	Euronext Paris	€5.0bn	STOXX600
Western Union Company	WU	🇺🇸	New York Stock Exchange	$10.7bn	S&P 500
Westwood Holdings Group Inc	WHG	🇺🇸	New York Stock Exchange	$148mn
Willis Towers Watson Public Limited Co	WLTW	🇺🇸	NASDAQ	$31.0bn	S&P 500
Wirecard AG	WDI	🇩🇪	Frankfurt Stock Exchange	€47mn	STOXX600 DAX 30
Wolters Kluwers NV	WKL	🇳🇱	Euronext Amsterdam	€23.0bn	AEX 25 Euronext 100 TSIC Dutch15 STOXX600
Worldline	WLN	🇫🇷	Euronext Paris	€13.5bn	STOXX600 CAC 40
XPS Pensions Group Plc	XPS	🇬🇧	London Stock Exchange	£255mn
Zions Bancorporation N.A	ZION	🇺🇸	NASDAQ	$9.9bn	S&P 500