| 3i Group plc |
III |
🇬🇧 |
London Stock Exchange |
£10.6bn |
FTSE 350 FTSE 100 CBOE 100 CBOE 350 STOXX600 |
| 3I Infrastructure Plc |
3IN |
🇬🇧 |
London Stock Exchange |
£2.7bn |
FTSE 350 FTSE 250 |
| Aberdeen Diversified Income And Growth Trust Plc |
ADIG |
🇬🇧 |
London Stock Exchange |
£277mn |
|
| Aberforth Smaller Companies Trust plc |
ASL |
🇬🇧 |
London Stock Exchange |
£933mn |
FTSE 350 FTSE 250 |
| Abrdn Asia Focus Plc |
AAS |
🇬🇧 |
London Stock Exchange |
£402mn |
|
| Abrdn Asian Income Fund Limited |
AAIF |
🇬🇧 |
London Stock Exchange |
£354mn |
|
| abrdn Global Income Fund Inc |
FCO |
🇺🇸 |
Markets exchange |
$44mn |
|
| abrdn Global Premier Properties Fund |
AWP |
🇺🇸 |
New York Stock Exchange |
$326mn |
|
| abrdn Income Credit Strategies Fund |
ACP |
🇺🇸 |
New York Stock Exchange |
$159mn |
|
| Abrdn Smaller Companies Income Trust Plc |
ASCI |
🇬🇧 |
London Stock Exchange |
£51mn |
|
| Accenture plc - Class A Shares |
ACN |
🇺🇸 |
New York Stock Exchange |
$170.9bn |
S&P 100 S&P 500 |
| Acorn Income Fund |
AIF |
🇬🇧 |
London Stock Exchange |
£58mn |
|
| Aedifica NV |
AED |
🇧🇪 |
Euronext Brussels |
€3.1bn |
|
| Afh Financial Group Plc |
AFHP |
🇬🇧 |
London Stock Exchange |
£204mn |
|
| AJ Bell plc |
AJB |
🇬🇧 |
London Stock Exchange |
£1.1bn |
FTSE 250 FTSE 350 |
| AllianceBernstein Holding Lp - Unit |
AB |
🇺🇸 |
New York Stock Exchange |
$3.4bn |
|
| Allied Minds Plc |
ALM |
🇬🇧 |
London Stock Exchange |
£26mn |
|
| Ally Financial Inc |
ALLY |
🇺🇸 |
New York Stock Exchange |
$8.6bn |
|
| American Express Co. |
AXP |
🇺🇸 |
New York Stock Exchange |
$101.1bn |
Dow Jones 30 S&P 100 S&P 500 |
| American International Group Inc |
AIG |
🇺🇸 |
New York Stock Exchange |
$36.1bn |
S&P 100 S&P 500 |
| Ameriprise Financial Inc |
AMP |
🇺🇸 |
New York Stock Exchange |
$27.3bn |
S&P 500 |
| AMP Limited |
AMP |
🇦🇺 |
Australian Stock Exchange |
AU$3.6bn |
|
| Amundi |
AMUN |
🇫🇷 |
Euronext Paris |
€8.8bn |
STOXX600 |
| Anima Holding SPA |
ANIM |
🇮🇹 |
Italian Stock Exchange |
€1.1bn |
|
| Apax Global Alpha Limited |
APAX |
🇬🇧 |
London Stock Exchange |
£527mn |
FTSE 250 FTSE 350 |
| Appreciate Group Plc |
APP |
🇬🇧 |
London Stock Exchange |
£50mn |
|
| Arbuthnot Banking Group Plc. |
ARBB |
🇬🇧 |
London Stock Exchange |
£106mn |
|
| Ares Management Corp - Class A Shares |
ARES |
🇺🇸 |
New York Stock Exchange |
$10.7bn |
|
| Argentex Group Plc |
AGFX |
🇬🇧 |
London Stock Exchange |
£102mn |
|
| ArrowMark Financial Corp |
BANX |
🇺🇸 |
NASDAQ |
$123mn |
|
| Ashmore Group |
ASHM |
🇬🇧 |
London Stock Exchange |
£1.4bn |
FTSE 350 FTSE 250 CBOE 250 CBOE 350 |
| ASX Ltd |
ASX |
🇦🇺 |
Australian Stock Exchange |
AU$13.9bn |
|
| Axiom European Financial Debt Limited |
AXI |
🇬🇧 |
London Stock Exchange |
£81mn |
|
| Azimut Hldg S.P.A |
AZM |
🇮🇹 |
Italian Stock Exchange |
€2.1bn |
|
| Baillie Gifford UK Growth Trust plc |
BGUK |
🇬🇧 |
London Stock Exchange |
£220mn |
|
| Banco BPM S.p.A |
BAMI |
🇮🇹 |
Italian Stock Exchange |
€4.1bn |
STOXX600 |
| BBGI Global Infrastructure S.A. |
BBGI |
🇬🇧 |
London Stock Exchange |
£1.1bn |
FTSE 350 FTSE 250 |
| Berkshire Hathaway Inc. - Class B Shares |
BRKB |
🇺🇸 |
New York Stock Exchange |
$347.4bn |
S&P 100 BBC Global 30 S&P 500 |
| Blackrock Greater Europe Investmnet Trust Plc |
BRGE |
🇬🇧 |
London Stock Exchange |
£420mn |
|
| Blackrock Inc. |
BLK |
🇺🇸 |
New York Stock Exchange |
$83.0bn |
S&P 500 |
| BlackRock Income Trust Inc |
BKT |
🇺🇸 |
New York Stock Exchange |
$264mn |
|
| BlackRock TCP Capital Corp |
TCPC |
🇺🇸 |
NASDAQ |
$631mn |
|
| Bouvet Asa |
BOUV |
🇳🇴 |
Oslo Stock Exchange |
kr5.7bn |
|
| Brewin Dolphin Holdings |
BRW |
🇬🇧 |
London Stock Exchange |
£1.6bn |
FTSE 350 FTSE 250 CBOE 250 CBOE 350 |
| Bridgepoint Group plc |
BPT |
🇬🇧 |
London Stock Exchange |
£1.5bn |
FTSE 250 FTSE 350 |
| BrightSpire Capital Inc - Class A Shares |
BRSP |
🇺🇸 |
New York Stock Exchange |
$814mn |
|
| B. Riley Financial Inc |
RILY |
🇺🇸 |
NASDAQ |
$1.3bn |
|
| Broadridge Financial Solutions, Inc. |
BR |
🇺🇸 |
New York Stock Exchange |
$22.3bn |
S&P 500 |
| Brooks Macdonald Group |
BRK |
🇬🇧 |
London Stock Exchange |
£306mn |
|
| BW LPG Limited |
BWLPG |
🇳🇴 |
Oslo Stock Exchange |
kr11.3bn |
|
| CaixaBank, S.A |
CABK |
🇪🇸 |
Madrid Stock Exchange |
€26.7bn |
IBEX 35 STOXX600 |
| Calamos Convertible Opportunities and Income Fund |
CHI |
🇺🇸 |
NASDAQ |
$706mn |
|
| Canadian Imperial Bank Of Commerce |
CM |
🇨🇦 |
Toronto Stock Exchange |
C$54.7bn |
|
| Capital One Financial Corp. |
COF |
🇺🇸 |
New York Stock Exchange |
$35.4bn |
S&P 100 S&P 500 |
| Carlyle Group Inc (The) |
CG |
🇺🇸 |
NASDAQ |
$9.3bn |
|
| Carlyle Secured Lending Inc |
CGBD |
🇺🇸 |
NASDAQ |
$593mn |
|
| Cboe Global Markets Inc. |
CBOE |
🇺🇸 |
BATS US Stock Exchange |
$11.1bn |
|
| CC Japan Income & Growth Trust plc |
CCJI |
🇬🇧 |
London Stock Exchange |
£182mn |
|
| Cenkos Securities |
CNKS |
🇬🇧 |
London Stock Exchange |
£24mn |
|
| Charles Schwab Corp. |
SCHW |
🇺🇸 |
New York Stock Exchange |
$130.6bn |
S&P 500 |
| CI Financial Corp |
CIX |
🇨🇦 |
Toronto Stock Exchange |
C$2.5bn |
|
| Citizens & Northern Corp |
CZNC |
🇺🇸 |
NASDAQ |
$375mn |
|
| CMC Markets Plc |
CMCX |
🇬🇧 |
London Stock Exchange |
£619mn |
CBOE 250 CBOE 350 FTSE 250 FTSE 350 |
| CME Group Inc - Class A Shares |
CME |
🇺🇸 |
NASDAQ |
$63.7bn |
S&P 500 |
| Coinbase Global Inc - Class A Shares |
COIN |
🇺🇸 |
NASDAQ |
$11.4bn |
|
| Comerica, Inc. |
CMA |
🇺🇸 |
New York Stock Exchange |
$9.3bn |
S&P 500 |
| Commerce Bancshares, Inc. |
CBSH |
🇺🇸 |
NASDAQ |
$7.9bn |
|
| Compagnie financiere Tradition SA |
CFT |
🇨🇠|
SIX Swiss Exchange |
Fr.804mn |
|
| Cornerstone Strategic Value Fund |
CLM |
🇺🇸 |
Markets exchange |
$1.0bn |
|
| Cornerstone Total Return Fund |
CRF |
🇺🇸 |
Markets exchange |
$514mn |
|
| Crestwood Equity Partners LP - Unit |
CEQP |
🇺🇸 |
New York Stock Exchange |
$3.0bn |
|
| Cross Timbers Royalty Trust |
CRT |
🇺🇸 |
New York Stock Exchange |
$116mn |
|
| Curtis Banks Group Plc |
CBP |
🇬🇧 |
London Stock Exchange |
£180mn |
|
| Deere & Co. |
DE |
🇺🇸 |
New York Stock Exchange |
$100.8bn |
S&P 500 |
| Deutsche Boerse AG |
DB1 |
🇩🇪 |
Frankfurt Stock Exchange |
€31.8bn |
DAX 40 STOXX600 |
| Deutsche Pfandbriefbank AG |
PBB |
🇩🇪 |
Berlin Stock Exchange |
€942mn |
|
| Discover Financial Services |
DFS |
🇺🇸 |
New York Stock Exchange |
$24.8bn |
S&P 500 |
| Dividend 15 Split Corp. - Class A Shares |
DFN |
🇨🇦 |
Toronto Stock Exchange |
C$740mn |
|
| Dorchester Minerals LP |
DMLP |
🇺🇸 |
NASDAQ |
$938mn |
|
| Downing Strategic Micro-Cap Investment Trust Plc |
DSM |
🇬🇧 |
London Stock Exchange |
£26mn |
|
| Duke Royalty Limited |
DUKE |
🇬🇧 |
London Stock Exchange |
£127mn |
|
| Eagle Point Credit Company Inc |
ECC |
🇺🇸 |
New York Stock Exchange |
$454mn |
|
| Eaton Vance Limited Duration Income Fund |
EVV |
🇺🇸 |
Markets exchange |
$1.1bn |
|
| Eaton Vance Tax Advantaged Dividend Income Fund |
EVT |
🇺🇸 |
New York Stock Exchange |
$1.6bn |
|
| Eckoh Plc |
ECK |
🇬🇧 |
London Stock Exchange |
£118mn |
|
| Ellsworth Growth and Income Fund Ltd |
ECF |
🇺🇸 |
Markets exchange |
$111mn |
|
| EQT Corp |
EQT |
🇺🇸 |
New York Stock Exchange |
$15.1bn |
|
| Equals Group Plc |
EQLS |
🇬🇧 |
London Stock Exchange |
£151mn |
|
| Euronext N.V. |
ENX |
🇫🇷 |
Euronext Paris |
€7.0bn |
STOXX600 |
| Evercore Inc - Class A Shares |
EVR |
🇺🇸 |
New York Stock Exchange |
$3.2bn |
|
| Fairpoint Group |
FRP |
🇬🇧 |
London Stock Exchange |
£46mn |
|
| Farmers & Merchants Bancorp |
FMCB |
🇺🇸 |
OTC Markets Group |
$468mn |
|
| Federated Hermes Inc - Class B Shares |
FHI |
🇺🇸 |
New York Stock Exchange |
$3.0bn |
|
| Fidelity National Financial Inc |
FNF |
🇺🇸 |
New York Stock Exchange |
$10.0bn |
|
| Fidelity National Information Services, Inc. |
FIS |
🇺🇸 |
New York Stock Exchange |
$45.9bn |
S&P 500 |
| Fifth Third Bancorp |
FITB |
🇺🇸 |
NASDAQ |
$21.9bn |
S&P 500 |
| Finablr Plc |
FIN |
🇬🇧 |
London Stock Exchange |
£5mn |
|
| Finecobank SpA |
FBK |
🇮🇹 |
Italian Stock Exchange |
€7.8bn |
STOXX600 |
| finnCap Group Plc |
FCAP |
🇬🇧 |
London Stock Exchange |
£26mn |
|
| Fintel plc |
FNTL |
🇬🇧 |
London Stock Exchange |
£181mn |
|
| First Eagle Alternative Capital BDC Inc |
FCRD |
🇺🇸 |
NASDAQ |
$86mn |
|
| First Horizon Corporation |
FHN |
🇺🇸 |
New York Stock Exchange |
$12.2bn |
|
| First Of Long Island Corp. |
FLIC |
🇺🇸 |
NASDAQ |
$394mn |
|
| Fleetcor Technologies Inc |
FLT |
🇺🇸 |
New York Stock Exchange |
$13.2bn |
S&P 500 |
| Foresight Enterprise VCT Plc |
FTF |
🇬🇧 |
London Stock Exchange |
£125mn |
|
| Foresight Group Holdings Limited |
FSG |
🇬🇧 |
London Stock Exchange |
£412mn |
|
| Frenkel Topping Group |
FEN |
🇬🇧 |
London Stock Exchange |
£82mn |
|
| FS KKR Capital Corp |
FSK |
🇺🇸 |
New York Stock Exchange |
$4.8bn |
|
| Funding Circle Holdings Plc |
FCH |
🇬🇧 |
London Stock Exchange |
£148mn |
|
| GIMV |
GIMB |
🇧🇪 |
Euronext Brussels |
€1.2bn |
|
| Global Payments, Inc. |
GPN |
🇺🇸 |
New York Stock Exchange |
$29.9bn |
S&P 500 |
| Golden Prospect Precious Metals Ltd |
GPM |
🇬🇬 |
The International Stock Exchange |
£35mn |
|
| Goldman Sachs BDC Inc |
GSBD |
🇺🇸 |
New York Stock Exchange |
$1.5bn |
|
| Great Elm Capital Corp |
GECC |
🇺🇸 |
NASDAQ |
$71mn |
|
| Great-West Lifeco Inc. |
GWO |
🇨🇦 |
Toronto Stock Exchange |
C$27.8bn |
|
| Grenke AG |
GLJ |
🇩🇪 |
Frankfurt Stock Exchange |
€870mn |
STOXX600 |
| Grupo Aval Acciones y Valores S.A. - ADR |
AVAL |
🇺🇸 |
New York Stock Exchange |
$879mn |
|
| Guggenheim Strategic Opportunities Fund |
GOF |
🇺🇸 |
New York Stock Exchange |
$737mn |
|
| Gulf Investment Fund Plc |
GIF |
🇬🇧 |
London Stock Exchange |
£89mn |
|
| Hartford Financial Services Group Inc. |
HIG |
🇺🇸 |
New York Stock Exchange |
$20.0bn |
S&P 500 |
| Hercules Capital Inc |
HTGC |
🇺🇸 |
New York Stock Exchange |
$1.5bn |
|
| High Income Securities Fund |
PCF |
🇺🇸 |
New York Stock Exchange |
$38mn |
|
| H & T Group |
HAT |
🇬🇧 |
London Stock Exchange |
£176mn |
|
| HydrogenOne Capital Growth Plc |
HGEN |
🇬🇧 |
London Stock Exchange |
£111mn |
|
| ICG-Longbow Senior Secured UK Property Debt Investments Ltd |
LBOW |
🇬🇧 |
London Stock Exchange |
£65mn |
|
| IG Group Holdings Plc |
IGG |
🇬🇧 |
London Stock Exchange |
£3.2bn |
FTSE 350 FTSE 250 CBOE 250 CBOE 350 STOXX600 |
| IHS Markit Ltd |
INFO |
🇺🇸 |
New York Stock Exchange |
$43.3bn |
|
| Independent Investment Trust plc |
IIT |
🇬🇧 |
London Stock Exchange |
£226mn |
|
| India Fund Inc |
IFN |
🇺🇸 |
New York Stock Exchange |
$439mn |
|
| Industrivarden, AB - Class A Shares |
INDU A |
🇸🇪 |
Stockholm Stock Exchange |
kr58.9bn |
STOXX600 |
| Insignia Financial Ltd |
IFL |
🇦🇺 |
Australian Stock Exchange |
AU$1.9bn |
|
| IntegraFin Holdings Plc |
IHP |
🇬🇧 |
London Stock Exchange |
£728mn |
FTSE 250 FTSE 350 |
| Intercontinental Exchange Inc |
ICE |
🇺🇸 |
New York Stock Exchange |
$50.5bn |
S&P 500 |
| Intermediate Capital Group |
ICP |
🇬🇧 |
London Stock Exchange |
£2.9bn |
FTSE 100 FTSE 350 CBOE 250 CBOE 350 STOXX600 |
| International Personal Finance Plc |
IPF |
🇬🇧 |
London Stock Exchange |
£184mn |
CBOE 250 CBOE 350 |
| International Public Partnerships Limited |
INPP |
🇬🇧 |
London Stock Exchange |
£2.9bn |
FTSE 250 FTSE 350 |
| Invesco Ltd |
IVZ |
🇺🇸 |
New York Stock Exchange |
$6.2bn |
S&P 500 |
| Invesco Markets III plc - Invesco PowerShares S&P 500 QVM UCITS ETF |
PQVM |
🇫🇷 |
Euronext Paris |
€9mn |
|
| Investec plc |
INVP |
🇬🇧 |
London Stock Exchange |
£2.5bn |
FTSE 350 FTSE 250 STOXX600 CBOE 250 CBOE 350 |
| Investor AB - Class B Shares |
INVE B |
🇸🇪 |
Stockholm Stock Exchange |
kr298.0bn |
OMX Stockholm 30 STOXX600 |
| IP Group Plc |
IPO |
🇬🇧 |
London Stock Exchange |
£615mn |
FTSE 250 FTSE 350 CBOE 250 CBOE 350 |
| Itau Unibanco Holding S.A. - ADR |
ITUB |
🇺🇸 |
New York Stock Exchange |
$25.1bn |
|
| Jarvis Securities |
JIM |
🇬🇧 |
London Stock Exchange |
£52mn |
|
| Jefferies Financial Group Inc |
JEF |
🇺🇸 |
New York Stock Exchange |
$6.9bn |
|
| JPMorgan European Investment Trust Plc - Ordinary Shares - Income |
JETI |
🇬🇧 |
London Stock Exchange |
£132mn |
|
| JPMorgan Global Core Real Assets Limited |
JARA |
🇬🇧 |
London Stock Exchange |
£220mn |
|
| JPMorgan Multi-Asset Growth & Income Plc |
MATE |
🇬🇧 |
London Stock Exchange |
£71mn |
|
| JTC Plc |
JTC |
🇬🇧 |
London Stock Exchange |
£1.0bn |
FTSE 250 FTSE 350 |
| Jupiter Fund Management Plc |
JUP |
🇬🇧 |
London Stock Exchange |
£508mn |
FTSE 250 FTSE 350 CBOE 250 CBOE 350 STOXX600 |
| Jupiter US Smaller Companies Plc |
JUS |
🇬🇧 |
London Stock Exchange |
£145mn |
|
| Kinnevik AB - Class B Shares |
KINV B |
🇸🇪 |
Stockholm Stock Exchange |
kr35.8bn |
OMX Stockholm 30 STOXX600 |
| KKR & Co. Inc. - Class A Shares |
KKR |
🇺🇸 |
New York Stock Exchange |
$32.3bn |
|
| Labrador Iron Ore Royalty Corp |
LIF |
🇨🇦 |
Toronto Stock Exchange |
C$1.9bn |
|
| Lazard Ltd. - Class A Shares |
LAZ |
🇺🇸 |
New York Stock Exchange |
$3.6bn |
|
| L E Lundbergfoeretagen AB - Class B Shares |
LUND B |
🇸🇪 |
Stockholm Stock Exchange |
kr61.5bn |
STOXX600 |
| LendingClub Corp |
LC |
🇺🇸 |
New York Stock Exchange |
$1.1bn |
|
| LexinFintech Holdings Ltd - ADR |
LX |
🇺🇸 |
NASDAQ |
$232mn |
|
| Liberty All-Star Equity Fund |
USA |
🇺🇸 |
New York Stock Exchange |
$1.4bn |
|
| Listed Funds Trust - Horizon Kinetics Inflation Beneficiaries ETF |
INFL |
🇺🇸 |
NYSE Arca |
$1.2bn |
|
| Listed Funds Trust - Roundhill Ball Metaverse ETF |
META |
🇺🇸 |
NYSE Arca |
$411mn |
|
| Livermore Investments Group Limited |
LIV |
🇬🇧 |
London Stock Exchange |
£75mn |
|
| London Stock Exchange Group |
LSEG |
🇬🇧 |
London Stock Exchange |
£38.8bn |
FTSE 350 FTSE 100 CBOE 100 CBOE 350 STOXX600 |
| Macquarie Group Ltd |
MQG |
🇦🇺 |
Australian Stock Exchange |
AU$59.0bn |
|
| Main Street Capital Corporation |
MAIN |
🇺🇸 |
New York Stock Exchange |
$2.5bn |
|
| Majedie Investments plc |
MAJE |
🇬🇧 |
London Stock Exchange |
£87mn |
|
| Manulife Financial Corp. |
MFC |
🇨🇦 |
Toronto Stock Exchange |
C$41.2bn |
|
| MarketAxess Holdings Inc. |
MKTX |
🇺🇸 |
NASDAQ |
$8.4bn |
S&P 500 |
| Mastercard Incorporated - Class A Shares |
MA |
🇺🇸 |
New York Stock Exchange |
$272.6bn |
S&P 100 S&P 500 |
| Mattioli Woods |
MTW |
🇬🇧 |
London Stock Exchange |
£322mn |
|
| Mercia Asset Management Plc |
MERC |
🇬🇧 |
London Stock Exchange |
£105mn |
|
| M&G Plc |
MNG |
🇬🇧 |
London Stock Exchange |
£4.1bn |
FTSE 100 FTSE 350 |
| Mission Group Plc |
TMG |
🇬🇧 |
London Stock Exchange |
£40mn |
|
| Monroe Capital Corp |
MRCC |
🇺🇸 |
NASDAQ |
$157mn |
|
| Moody's Corp. |
MCO |
🇺🇸 |
New York Stock Exchange |
$44.6bn |
S&P 500 |
| Mortgage Advice Bureau (Holdings) Ltd |
MAB1 |
🇬🇧 |
London Stock Exchange |
£363mn |
|
| Nasdaq Inc - Ordinary Shares - 144A |
NDAQ |
🇺🇸 |
NASDAQ |
$27.8bn |
S&P 500 |
| NB Global Monthly Income Fund Limited |
NBMI |
🇬🇧 |
London Stock Exchange |
£167mn |
|
| Nebag |
NBEN |
🇨🇠|
SIX Swiss Exchange |
Fr.78mn |
|
| Nedbank Group Ltd. |
NED |
🇿🇦 |
Johannesburg Stock Exchange |
R111.7bn |
|
| New Mountain Finance Corp |
NMFC |
🇺🇸 |
NASDAQ |
$1.2bn |
|
| Newtek Business Services Corp |
NEWT |
🇺🇸 |
NASDAQ |
$397mn |
|
| Ninety One plc |
N91 |
🇬🇧 |
London Stock Exchange |
£1.1bn |
FTSE 250 FTSE 350 |
| Northern 3 VCT plc |
NTN |
🇬🇧 |
London Stock Exchange |
£111mn |
|
| Northern Trust Corp. |
NTRS |
🇺🇸 |
NASDAQ |
$17.8bn |
S&P 500 |
| Northwest Bancshares Inc |
NWBI |
🇺🇸 |
NASDAQ |
$1.7bn |
|
| Numis Corporation plc |
NUM |
🇬🇧 |
London Stock Exchange |
£258mn |
|
| Nuveen Preferred & Income Securities Fund |
JPS |
🇺🇸 |
New York Stock Exchange |
$1.4bn |
|
| Oakley Capital Investments Ltd |
OCI |
🇬🇧 |
London Stock Exchange |
£666mn |
|
| Oaktree Specialty Lending Corp |
OCSL |
🇺🇸 |
NASDAQ |
$1.1bn |
|
| Odyssean Investment Trust Plc |
OIT |
🇬🇧 |
London Stock Exchange |
£156mn |
|
| OFS Capital Corp |
OFS |
🇺🇸 |
NASDAQ |
$110mn |
|
| OFS Credit Company Inc |
OCCI |
🇺🇸 |
NASDAQ |
$73mn |
|
| OneMain Holdings Inc |
OMF |
🇺🇸 |
New York Stock Exchange |
$3.7bn |
|
| Orchard Funding Group Plc |
ORCH |
🇬🇧 |
London Stock Exchange |
£10mn |
|
| Oryx International Growth Fund |
OIG |
🇬🇧 |
London Stock Exchange |
£158mn |
|
| OTC Markets Group Inc - Class A Shares |
OTCM |
🇺🇸 |
OTC Markets Group |
$249mn |
|
| Owl Rock Capital Corp |
ORCC |
🇺🇸 |
New York Stock Exchange |
$4.1bn |
|
| Paragon Banking Group Plc |
PAG |
🇬🇧 |
London Stock Exchange |
£939mn |
FTSE 250 FTSE 350 CBOE 250 CBOE 350 |
| Partners Group Holding |
PGHN |
🇨🇠|
SIX Swiss Exchange |
Fr.21.5bn |
STOXX600 |
| PayPal Holdings Inc |
PYPL |
🇺🇸 |
NASDAQ |
$99.5bn |
S&P 500 |
| PCM Fund Inc |
PCM |
🇺🇸 |
New York Stock Exchange |
$93mn |
|
| PennantPark Floating Rate Capital Ltd |
PFLT |
🇺🇸 |
New York Stock Exchange |
$435mn |
|
| PensionBee Group Plc |
PBEE |
🇬🇧 |
London Stock Exchange |
£163mn |
|
| People's United Financial Inc |
PBCT |
🇺🇸 |
NASDAQ |
$8.4bn |
S&P 500 |
| Pershing Square Holdings Ltd |
PSH |
🇳🇱 |
Euronext Amsterdam |
€6.5bn |
FTSE 350 FTSE 100 |
| PIMCO Dynamic Income Fund |
PDI |
🇺🇸 |
New York Stock Exchange |
$4.4bn |
|
| PIMCO Dynamic Income Opportunities Fund |
PDO |
🇺🇸 |
New York Stock Exchange |
$1.3bn |
|
| Pimco Income Strategy Fund II |
PFN |
🇺🇸 |
New York Stock Exchange |
$529mn |
|
| PIMCO Short-Term High Yield Corp Bond Index Source UCITS ETF |
STHS |
🇬🇧 |
London Stock Exchange |
£72mn |
|
| Plus500 Ltd |
PLUS |
🇬🇧 |
London Stock Exchange |
£1.6bn |
FTSE 250 FTSE 350 |
| PNC Financial Services Group Inc |
PNC |
🇺🇸 |
New York Stock Exchange |
$61.3bn |
S&P 500 |
| Polar Capital Hldgs Plc |
POLR |
🇬🇧 |
London Stock Exchange |
£418mn |
|
| Polo Resources |
POL |
🇬🇧 |
London Stock Exchange |
£4mn |
|
| Portman Ridge Finance Corp |
PTMN |
🇺🇸 |
NASDAQ |
$202mn |
|
| Power Corp. Of Canada |
POW |
🇨🇦 |
Toronto Stock Exchange |
C$19.1bn |
|
| Princess Private Equity Hldgs |
PEY |
🇬🇧 |
London Stock Exchange |
£651mn |
|
| Principal Financial Group Inc |
PFG |
🇺🇸 |
NASDAQ |
$18.0bn |
S&P 500 |
| Prosegur Cash S.A. |
CASH |
🇪🇸 |
Barcelona Stock Exchange |
€3.2bn |
|
| Prospect Capital Corp |
PSEC |
🇺🇸 |
NASDAQ |
$2.4bn |
|
| Provident Financial plc |
PFG |
🇬🇧 |
London Stock Exchange |
£423mn |
FTSE 250 FTSE 350 |
| Prudential Financial Inc. |
PRU |
🇺🇸 |
New York Stock Exchange |
$31.9bn |
S&P 500 |
| Pzena Investment Management Inc - Class A Shares |
PZN |
🇺🇸 |
New York Stock Exchange |
$159mn |
|
| Quilter Plc |
QLT |
🇬🇧 |
London Stock Exchange |
£1.3bn |
STOXX600 FTSE 250 FTSE 350 |
| Ramsdens Holdings Plc |
RFX |
🇬🇧 |
London Stock Exchange |
£59mn |
|
| Rathbones Group Plc |
RAT |
🇬🇧 |
London Stock Exchange |
£1.0bn |
FTSE 250 FTSE 350 CBOE 250 CBOE 350 |
| Raymond James Financial, Inc. |
RJF |
🇺🇸 |
New York Stock Exchange |
$21.3bn |
S&P 500 |
| RBG Holdings plc |
RBGP |
🇬🇧 |
London Stock Exchange |
£78mn |
|
| Ready Capital Corp |
RC |
🇺🇸 |
New York Stock Exchange |
$1.2bn |
|
| Record Plc |
REC |
🇬🇧 |
London Stock Exchange |
£136mn |
|
| Regions Financial Corp. |
RF |
🇺🇸 |
New York Stock Exchange |
$18.8bn |
S&P 500 |
| Resurs Holding AB |
RESURS |
🇸🇪 |
Stockholm Stock Exchange |
kr4.1bn |
|
| Riot Blockchain Inc |
RIOT |
🇺🇸 |
NASDAQ |
$1.1bn |
|
| RM Infrastructure Income Plc |
RMII |
🇬🇧 |
London Stock Exchange |
£100mn |
|
| Royce Micro-Cap Trust Inc |
RMT |
🇺🇸 |
New York Stock Exchange |
$367mn |
|
| Royce Value Trust Inc |
RVT |
🇺🇸 |
New York Stock Exchange |
$1.4bn |
|
| Ruffer Investment Co - PRF PERPETUAL GBP 0.0001 |
RICA |
🇬🇧 |
London Stock Exchange |
£992mn |
|
| Sachem Capital Corp |
SACH |
🇺🇸 |
Markets exchange |
$128mn |
|
| Sanne Group Plc |
SNN |
🇬🇧 |
London Stock Exchange |
£1.5bn |
CBOE 250 CBOE 350 FTSE 250 FTSE 350 |
| Schroder Asian Total Return Investment Company plc |
ATR |
🇬🇧 |
London Stock Exchange |
£427mn |
|
| Schroder Income Growth Fund plc |
SCF |
🇬🇧 |
London Stock Exchange |
£188mn |
|
| Schroder Oriental Income Fund |
SOI |
🇬🇧 |
London Stock Exchange |
£628mn |
FTSE 250 FTSE 350 |
| Schroders |
SDR |
🇬🇧 |
London Stock Exchange |
£6.3bn |
FTSE 100 FTSE 350 CBOE 100 CBOE 350 STOXX600 |
| Schroders - Ordinary Shares (Non Voting) |
SDRC |
🇬🇧 |
London Stock Exchange |
£1.2bn |
|
| Schwab Strategic Trust - CSIM Schwab US Dividend Equity ETF |
SCHD |
🇺🇸 |
NYSE Arca |
$35.1bn |
|
| Securities Trust Of Scotland (New) - Ordinary Shares (Redeemable) |
STS |
🇬🇧 |
London Stock Exchange |
£227mn |
|
| Sequoia Economic Infrastructure Income Fund Limited |
SEQI |
🇬🇧 |
London Stock Exchange |
£1.4bn |
FTSE 250 FTSE 350 |
| Shires Income plc |
SHRS |
🇬🇧 |
London Stock Exchange |
£71mn |
|
| SLR Investment Corp |
SLRC |
🇺🇸 |
NASDAQ |
$675mn |
|
| SLR Senior Investment Corp |
SUNS |
🇺🇸 |
NASDAQ |
$227mn |
|
| SME Credit Realisation Fund Limited |
SCRF |
🇬🇧 |
London Stock Exchange |
£26mn |
|
| S&P Global Inc |
SPGI |
🇺🇸 |
New York Stock Exchange |
$101.8bn |
S&P 500 |
| Square Inc - Class A Shares |
SQ |
🇺🇸 |
New York Stock Exchange |
$28.5bn |
|
| SSgA Active Trust - SSgA Energy Select Sector SPDR |
XLE |
🇺🇸 |
NYSE Arca |
$33.5bn |
|
| SSgA Active Trust - SSgA Health Care Select Sector SPDR |
XLV |
🇺🇸 |
NYSE Arca |
$36.3bn |
|
| Starwood European Real Estate Finance Limited |
SWEF |
🇬🇧 |
London Stock Exchange |
£367mn |
|
| State Street Corp. |
STT |
🇺🇸 |
New York Stock Exchange |
$22.4bn |
S&P 500 |
| State Street SPDR S&P US Dividend Aristocrats UCITS ETF |
UDVD |
🇬🇧 |
London Stock Exchange |
£3.6bn |
|
| State Street SPDR S&P U.S. Energy Select Sector UCITS ETF |
SXLE |
🇨🇠|
SIX Swiss Exchange |
Fr.520mn |
|
| State Street SSgA SPDR S&P/ASX 200 Fund |
STW |
🇦🇺 |
Australian Stock Exchange |
AU$4.2bn |
|
| State Street SSgA SPDR S&P Euro Dividend Aristocrats UCITS ETF |
SPYW |
🇩🇪 |
Frankfurt Stock Exchange |
€910mn |
|
| State Street SSgA SPDR S&P Global Dividend Aristocrats UCITS ETF |
GBDV |
🇬🇧 |
London Stock Exchange |
£1.0bn |
|
| State Street SSgA SPDR S&P Pan Asia Dividend Aristocrats UCITS ETF |
ZPRA |
🇩🇪 |
Frankfurt Stock Exchange |
€117mn |
|
| State Street SSgA SPDR S&P UK Dividend Aristocrats UCITS ETF |
UKDV |
🇬🇧 |
London Stock Exchange |
£135mn |
|
| STM Group Plc |
STM |
🇬🇧 |
London Stock Exchange |
£15mn |
|
| Storebrand ASA |
STB |
🇳🇴 |
Oslo Stock Exchange |
kr35.6bn |
OBX Norway 25 STOXX600 |
| S & U plc |
SUS |
🇬🇧 |
London Stock Exchange |
£244mn |
|
| Supply@ME Capital Plc |
SYME |
🇬🇧 |
London Stock Exchange |
£0mn |
|
| SuRo Capital Corp |
SSSS |
🇺🇸 |
NASDAQ |
$117mn |
|
| SVB Financial Group |
SIVB |
🇺🇸 |
NASDAQ |
$19.8bn |
S&P 500 |
| Synchrony Financial |
SYF |
🇺🇸 |
New York Stock Exchange |
$13.6bn |
S&P 500 |
| Tatton Asset Management Plc |
TAM |
🇬🇧 |
London Stock Exchange |
£226mn |
|
| Tekla World Healthcare Fund |
THW |
🇺🇸 |
New York Stock Exchange |
$482mn |
|
| Templeton Emerging Markets Income Fund Inc |
TEI |
🇺🇸 |
New York Stock Exchange |
$213mn |
|
| Tetragon Financial Group Limited |
TFG |
🇳🇱 |
Euronext Amsterdam |
€1.3bn |
|
| Travelers Companies Inc. |
TRV |
🇺🇸 |
New York Stock Exchange |
$36.4bn |
Dow Jones 30 S&P 500 |
| TriplePoint Venture Growth BDC Corp |
TPVG |
🇺🇸 |
New York Stock Exchange |
$337mn |
|
| T. Rowe Price Group Inc. |
TROW |
🇺🇸 |
NASDAQ |
$23.7bn |
S&P 500 |
| Truist Financial Corp |
TFC |
🇺🇸 |
New York Stock Exchange |
$57.8bn |
S&P 500 |
| Tufton Oceanic Assets Limited |
SHIP |
🇬🇧 |
London Stock Exchange |
£315mn |
|
| UK Mortgages Limited |
UKML |
🇬🇧 |
London Stock Exchange |
£141mn |
|
| Unicredit Spa |
UCG |
🇮🇹 |
Italian Stock Exchange |
€23.4bn |
Euro Stoxx 50 STOXX600 |
| Unum Group |
UNM |
🇺🇸 |
New York Stock Exchange |
$7.8bn |
|
| U.S. Bancorp. |
USB |
🇺🇸 |
New York Stock Exchange |
$59.9bn |
S&P 100 S&P 500 |
| U.S. Global Investors, Inc. - Class A Shares |
GROW |
🇺🇸 |
NASDAQ |
$37mn |
|
| Vanguard Energy ETF |
VDE |
🇺🇸 |
NYSE Arca |
$7.1bn |
|
| Vanguard High Dividend Yield Indx ETF |
VYM |
🇺🇸 |
NYSE Arca |
$42.1bn |
|
| Vanguard Mid-Cap ETF |
VO |
🇺🇸 |
NYSE Arca |
$45.0bn |
|
| Vanguard Russell 2000 Index ETF |
VTWO |
🇺🇸 |
NASDAQ |
$4.7bn |
|
| Vanguard Small Cap ETF |
VB |
🇺🇸 |
NYSE Arca |
$37.4bn |
|
| Vanguard S&P 500 ETF |
VOO |
🇺🇸 |
NYSE Arca |
$238.3bn |
|
| Van Lanschot Kempen N.V - Class A Shares |
VLK |
🇳🇱 |
Euronext Amsterdam |
€819mn |
|
| Vietnam Hldg Ltd |
VNH |
🇬🇧 |
London Stock Exchange |
£87mn |
|
| Virtu Financial Inc - Class A Shares |
VIRT |
🇺🇸 |
NASDAQ |
$2.1bn |
|
| Virtus AllianzGI Dividend Interest & Premium Strategy Fund |
NFJ |
🇺🇸 |
New York Stock Exchange |
$1.0bn |
|
| Visa Inc - Class A Shares |
V |
🇺🇸 |
New York Stock Exchange |
$290.5bn |
S&P 100 Dow Jones 30 S&P 500 |
| Volta Finance Limited |
VTA |
🇳🇱 |
Euronext Amsterdam |
€175mn |
|
| Washington Trust Bancorp, Inc. |
WASH |
🇺🇸 |
NASDAQ |
$798mn |
|
| Wendel |
MF |
🇫🇷 |
Euronext Paris |
€3.3bn |
STOXX600 |
| Western Asset High Income Fund II Inc |
HIX |
🇺🇸 |
New York Stock Exchange |
$283mn |
|
| Western Asset High Income Opportunity Fund Inc |
HIO |
🇺🇸 |
New York Stock Exchange |
$350mn |
|
| Western Union Company |
WU |
🇺🇸 |
New York Stock Exchange |
$5.2bn |
|
| Westwood Holdings Group Inc |
WHG |
🇺🇸 |
New York Stock Exchange |
$81mn |
|
| Willis Towers Watson Public Limited Co |
WTW |
🇺🇸 |
NASDAQ |
$22.1bn |
S&P 500 |
| Wirecard AG |
WDI |
🇩🇪 |
Frankfurt Stock Exchange |
€6mn |
STOXX600 |
| WisdomTree Commodity Securities Limited - ETFS 3x Long JPY Short USD |
LJP3 |
🇬🇧 |
London Stock Exchange |
£1mn |
|
| Wisdomtree Investments Inc |
WETF |
🇺🇸 |
NASDAQ |
$686mn |
|
| WisdomTree Issuer ICAV - WisdomTree UK Equity Income UCITS ETF |
WUKD |
🇮🇪 |
Irish Stock Exchange |
€13mn |
|
| WisdomTree Metal Securities Limited - ETFS Physical Gold |
PHAU |
🇬🇧 |
London Stock Exchange |
£4.2bn |
|
| WisdomTree Metal Securities Limited - ETFS Physical Platinum |
PHPT |
🇬🇧 |
London Stock Exchange |
£338mn |
|
| WisdomTree Trust - WisdomTree Cloud Computing Fund |
WCLD |
🇺🇸 |
NASDAQ |
$625mn |
|
| WisdomTree Trust - WisdomTree Emerging Markets High Dividend Fund |
DEM |
🇺🇸 |
NYSE Arca |
$1.6bn |
|
| Wolters Kluwers NV |
WKL |
🇳🇱 |
Euronext Amsterdam |
€25.7bn |
AEX 25 Euronext 100 TSIC Dutch15 STOXX600 |
| Workday Inc - Class A Shares |
WDAY |
🇺🇸 |
NASDAQ |
$30.6bn |
|
| Worldline |
WLN |
🇫🇷 |
Euronext Paris |
€11.5bn |
STOXX600 CAC 40 |
| XPS Pensions Group Plc |
XPS |
🇬🇧 |
London Stock Exchange |
£266mn |
|
| Zions Bancorporation N.A |
ZION |
🇺🇸 |
NASDAQ |
$7.7bn |
S&P 500 |
